Going back through Adam Sexton’s Master Class in Fiction Writing (MCIFW) I continue my long review of the book by posting this summary and commentary on Chapter 2 Characterization: Sense and Sensibility.
Sexton begins ch 2 by bridging the storyline path to the topic of characterization by asserting that proper storyline conflicts provide and allow for deeper characterization. “…character drives plot, and vice versa.” But it is true that while storyline provides structure and interest, characters make it meaningful; in fact, many stories that we are familiar with are memorable as much through their characters as by their plot.
The literary case study for this topic is Jane Austen’s Sense and Sensibility. Sexton first notes a few aspects of it’s storyline: though the novel relies on exposition (initiating the story with it–a risk, perhaps), Austen follows exposition with specific scenes (involving dialogue, not much description or action). Sense and Sensibility also employs rather passive protagonists, a curiosity which Sexton urges modern writers to resist.
Tertiary and Secondary Characters
Though there are many characters in this novel Austen brings them in “relatively gradually”, and rarely has multiple characters active in the same scene. “Storytelling”, Sexton writes, “is by definition undemocratic.” Not all characters should receive (nor deserve) equal time on the page. Concern with the protagonist consumes most of the characterization. “Tertiary, or third-level, characters are not especially distinguishable from the furniture, nor should they be. Tertiary characters do exactly what’s expected of them…and no more.” Though these characters are what E.M. Forster would call “flat”–they are consistent and predictable. This is not a criticism, Sexton tells us. In order to preserve character arc with our protagonist, and to continue the storyline in a manner that maintains interest and coherence. Writers need flat characters to do what they do, then get out of the way.
Continuing Forster’s description of “flat” characters we can see that secondary characters are “round”. Forster writes:
“The test of a round character is whether it is capable of surprising in a convincing way.”
We must beware of “blandly heroic” heroes (flat) or surprisingly heroic characters “with absolutely no prior indication that they were capable of doing so (falsely round).” Surprise then convince.
Primary Characters
Primary characters must be round to be effective. They’re probably imperfect–in fact some of the best protagonists are protagonists because they are deeply flawed–but they are convincingly so, and it may be due to their overcoming, working around, or giving into these imperfections as they respond to the conflicts of the storyline that they surprise the reader. In addition to being round, however, “the fourth dimension of characterization is motivation. Writers would do well to understand the (usually several) factors that motivate their primary characters, and while the writer should avoid articulating these explicitly, the motivations should be apparent to the reader through a mixture of scenes and exposition.
Character Dossiers
Sexton recommends that writers create a “dossier” for each character that are hoped to be three-dimensional. This is an activity recommended by many writing instructors, and is mirrored in Step 3 of Randy Ingermanson’s Snowflake method. I paraphrase Sexton’s question points as follows:
- Demographics (name, sex, political affiliation, education)
- Acquaintances
- Habits, interests, failures
- Emotional response triggers (happy, sad, angry, love, hate)
- Secrets (ambitions, mistakes, or truths)
- Singular desire as the essence of the character’s current state
Probably the best, most incisive part of this chapter is Sexton’s four ways of characterizing (with my comments):
- “What the character does” In response to which I quote the Bible, “You will know them by their fruit. Grapes aren’t gathered from thorns, or figs from thistles…” Matthew 7:16. Sexton suggests this is the best method of characterization.
- “What the character says (or thinks, if we have access to his thoughts) about himself.” My emphasis on about himself, however accurate or inaccurate this may be. This provides keen possibilities to flip surprise and believability on their heads.
- “What others say (or think) about the character.” Again, this can be accurate or inaccurate, thereby revealing subtle traits of the target and the teller.
- “What the narrator tells us about the character.” Sexton suggests this is the second-best method. I ask, Do we trust the narrator? Usually; in these cases the narrator’s authority may rival #1, cutting through the inaccuracies of words spoken about the character. Are there instances where we don’t trust the narrator? Yes, and let the games begin.
Characters in Contrast
Sexton continues that one can characterize by contrast, matching or obversing one character from another, e.g. how different characters respond the the same conflict or situation.
Metamorphoses
The final matter of characterization is metamorphoses. How do the primary characters grow or change in response to the conflicts? (From studying Shakespeare I would add, If they don’t what are the consequences of that failure to grow or change?) Character change in response to conflict can deliver reader satisfaction at the denouement; the story’s conflicts and outcomes become meaningful.
“Crisis reveals character.”